Secure Planning Disclosures

Secure Planning ADV Disclosure Brochure - September 2015

The Secure Planning, Inc. ADV Disclosure brochure provides client and prospective clients with information about Secure Planning and its advisory services that should be considered before becoming a client of Secure Planning. This Brochure has been prepared by Secure Planning, Inc.

 Download Secure Planning ADV Brochure - September 2015


Secure Planning Business Continuity Plan

Secure Planning, Inc. plans to quickly recover andresume business operations after a significant business disruption (SBD) and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business.  In short, our company's business continuity plan (BCP) is designed to permit us to resume operations as quickly as possible, given the scope and severity of the SBD.

PDF Download Business Continuity Plan


Customer Privacy Notice

As your broker/dealer and Registered Investment Advisor, Secure Planning, Inc. ® strongly believes in protecting the confidentiality and security of information we collect.

PDFDownload Client Privacy Notice